Journal of Great Lakes Research 39 (2013) 555–559
Contents lists available at ScienceDirect
Journal of Great Lakes Research
journal homepage: www.elsevier.com/locate/jglr
What's in a name? Taxonomy and nomenclature of invasive gobies in the Great Lakes
and beyond
Carol A. Stepien ⁎, Matthew E. Neilson 1
The Great Lakes Genetics/Genomics Laboratory, Lake Erie Center and the Department of Environmental Sciences, The University of Toledo, 6200 Bayshore Road, Toledo, OH 43616, USA
a r t i c l e
i n f o
Article history:
Received 10 April 2013
Accepted 14 August 2013
Available online 6 October 2013
Communicated by Wendylee Stott
Index words:
Gobiidae
Invasive species
Neogobius
Proterorhinus
Round Goby
Tubenose Goby
a b s t r a c t
The species identities, scientific names, and relationships of Eurasian gobies that invaded the Laurentian Great
Lakes – and other species that are predicted to invade in the future – are evaluated here using recently resolved
DNA characters. The Round Goby and the Freshwater Tubenose Goby entered the Great Lakes ca. 1990 via ballast
water originating from Black Sea ports. The Round Goby spread extensively throughout the Great Lakes and
adjacent rivers, whereas the Freshwater Tubenose Goby recently began to expand its range. Both species also
are widely invasive in Eurasia, dispersing via canals and shipping. Several of their relatives – the Monkey,
Racer, and Bighead gobies – also are invasive in Eurasia, and are predicted to invade the Great Lakes. We discuss
results from phylogenetic analyses of DNA sequences from 4 mitochondrial and nuclear gene regions, and
provide a revision of their scientific nomenclature. The Freshwater Tubenose Goby was redefined as Proterorhinus
semilunaris, which is markedly different and distinctive from the Marine Tubenose Goby Proterorhinus
marmoratus. The genus Neogobius, as formerly defined, contained multiple evolutionary lineages and incorrect
scientific names. We thus restricted Neogobius to just 4 species—including the Round Goby Neogobius
melanostomus and the Black Sea Monkey Goby Neogobius fluviatilis. Several previously recognized subgenera,
which were incorrectly grouped in Neogobius, were elevated to the level of genera. Notably, the Racer Goby
became Babka gymnocephalus and the Bighead Goby now is Ponticola kessleri. These changes made the names
consistent with their true relationships and species characters, which are essential for identifying and characterizing these gobies in invasive and native habitats.
© 2013 International Association for Great Lakes Research. Published by Elsevier B.V. All rights reserved.
Introduction
Identifying and distinguishing among taxa (i.e., species, populations,
and their evolutionary lineages) underlie the essence of biology, being
essential to understanding patterns of biogeographic variation, history
on our planet, ecological adaptations, and physiological responses
(Bortolus, 2008; Cracraft, 2002). Taxonomic or nomenclatural errors can
have large, cascading effects on ecological studies and their derived applications, such as environmental remediation and management (see examples in Bortolus, 2008). Lack of taxonomic knowledge also can confound
effective management of pests (Kirton, 2005), inhibit improvements of
crops (Gupta and Baum, 1986), mask the distinction between invasive
and native species (Geller, 1999), and/or preclude ability to make correct
ecological comparisons across a range of habitats (Stepien et al., 2005).
Understanding the phylogenetic placement of a taxon also provides a
framework for its organization and interpreting its biogeographic patterns. In particular, the contributions of taxonomy, systematics, and
⁎ Corresponding author. Tel.: +1 419 530 8362 (Office).
E-mail address: carol.stepien@utoledo.edu (C.A. Stepien).
1
Present address: Cherokee Nation Technology Solutions, contracted to USGS
Nonindigenous Aquatic Species Program, Southeast Ecological Science Center, 7920 NW
71st Street, Gainesville, FL 32653, USA.
biogeography to the conservation of native species and the growing
impacts of invasive species have increased over time, especially in the
advent of understanding genetic and genomic adaptations.
For example, morphological and genetic identification was essential
to the discovery that 2 Eurasian species were involved in the mid-1980s
dreissenid mussel invasion of the Laurentian Great Lakes of North
America — the Zebra Mussel Dreissena polymorpha and the Quagga Mussel Dreissena rostriformis (Jones and Ricciardi, 2005; Spidle et al., 1995;
Stepien et al., 2013; Stoeckmann, 2003). These 2 species, although morphologically similar and belonging the same genus, are very phylogenetically distinct, separated by ca. 11–13 million years of evolutionary
diversification (Stepien et al., 1999, 2001, 2013). The Quagga Mussel's
classification has been controversial: it was previously defined as
“D. bugensis”2 (Spidle et al., 1995), was relegated to the subspecies
“D. rostriformis bugensis” (Therriault et al., 2004), and recent data have
shown that it lacks genetic and morphological distinctiveness from
other D. rostriformis, refuting its designation as a separate subspecies
(Stepien et al., 2013). Over the past decade the Quagga Mussel has
greatly outcompeted the Zebra Mussel in nonindigenous habitats
where the 2 species are sympatric, with the latter declining in numbers
2
Note: Quotation marks denote formerly used scientific names that have been changed
and corrected.
0380-1330/$ – see front matter © 2013 International Association for Great Lakes Research. Published by Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.jglr.2013.09.020
556
C.A. Stepien, M.E. Neilson / Journal of Great Lakes Research 39 (2013) 555–559
(Nalepa et al., 2009; Ricciardi and Whoriskey, 2004; Wilson et al., 2006),
rendering this identification critically important.
Two Ponto-Caspian Goby species, the Round and the Tubenose Gobies
(identified as Neogobius melanostomus and Proterorhinus “marmoratus”,
respectively), first were found in the St. Clair River ca. 1990, where they
had been accidentally introduced into the Laurentian Great Lakes basin
via ballast water discharge from ocean-going vessels (Jude et al., 1992).
Since these introductions, the Round Goby rapidly spread throughout
the entire Great Lakes basin and beyond, following the spread of one of
its preferred native food sources, Dreissena mussels. The Tubenose Goby
has been slower to spread from its original location in the Lake St. Clair
region south into Lake Erie (Grant et al., 2012; Kocovsky et al., 2011),
although it was found in Duluth Harbor in western Lake Superior in
2001, likely transported via ballast water discharge from vessels traveling
this highly-trafficked shipping route (http://www.seagrant.umn.edu/
newsletter/2002/03/tubenose_goby_leaps_to_duluthsuperior.html). The
goby and dreissenid mussel invasions, along with introductions of
many other Ponto-Caspian species, have stimulated much research on
the ecological role and impact of introduced species in the Great Lakes.
Correct taxonomic identifications are essential to make accurate ecological comparisons and understand their adaptations.
Stepien and Tumeo (2006) and Neilson and Stepien (2009a, 2009b,
2011) analyzed the molecular systematic relationships of PontoCaspian Gobiidae, including the Round and Tubenose Gobies, and their
relatives (Table 1). They addressed classification issues and evolutionary relationships within the group, and a revised taxonomy and nomenclature was presented by Neilson and Stepien (2009a) that reflects
current understanding. However, recent publications from a variety of
authors, including several from this journal (Journal of Great Lakes
Research), have continued to use outdated or incorrect names for
these gobies in the Great Lakes and Europe. The goal of the present
paper thus is to provide clarification of the current nomenclature for
these species and their close relatives, from results of recent genetic
analyses in relation to morphological characters. We base our analyses
on DNA sequence data from the mitochondrial (mt) DNA gene regions
cytochrome oxidase I (COI) and cytochrome b (cyt b), and the nuclear
DNA S7 ribosomal protein intron 1 (S7) and the recombinationactivating gene 1 (RAG1) previously presented in Neilson and Stepien
(2009a, 2009b, 2011), and whose results are summarized in Fig. 1 and
Table 1.
brackish waters at Sevastopol along the Crimean Peninsula of Ukraine.
Thus, these are the designated “type” specimens that form the morphological and biogeographic reference for the genus Proterorhinus and the
species P. marmoratus. Additionally, 3 freshwater species of tubenose
gobies were described by early ichthyologists (Heckel, 1837; Kessler,
1877; Kriesch, 1873), including “Gobius” semilunaris from specimens
collected in the Maritza River from the Balkan region of Bulgaria
(Heckel, 1837). All freshwater forms of tubenose gobies later were synonymized with the marine/brackish P. marmoratus by Berg (1949). A full
synonymy and taxonomic history of Proterorhinus was presented in
Neilson and Stepien (2009a, 2009b).
Stepien et al. (2005) and Stepien and Tumeo (2006) discerned that
freshwater specimens of the invasive Tubenose Goby from the Great
Lakes and freshwater areas of Europe significantly diverged from
the Marine Tubenose Goby P. marmoratus. They analyzed mtDNA cyt
b gene sequence data variation of native marine/brackish water and
freshwater tubenose gobies from the Black Sea basin (including
marine/brackish water specimens collected by Stepien at the type location in Sevastopol, Ukraine) versus introduced locations within the
North American Great Lakes and other areas in Europe. The conclusion
was that the freshwater versus marine/brackish water tubenose gobies
comprised 2 separate species due to pronounced genetic differences.
Stepien and Tumeo (2006) recommended that the name P. semilunaris
be resurrected for the species of Freshwater Tubenose Goby native to
the Black Sea rivers and invasive in the North American Great Lakes,
the Baltic Sea, and the Danube River, as that goby markedly differed
from the marine/brackish water P. marmoratus. In subsequent work
on these and an expanded series of specimens, Neilson and Stepien
(2009a, 2009b) found that other gene regions, including the mtDNA
COI gene, and the nuclear DNA RAG1 gene and S7 intron also revealed
pronounced divergences, and combined with morphological variation
demonstrated that the freshwater P. semilunaris and the marine
P. marmoratus are indeed separate species. Thus, all tubenose gobies
we have analyzed throughout the Great Lakes are P. semilunaris. No
P. marmoratus have been identified in North America, and that species
appears to be exclusively found in marine and brackish waters. In addition, other species of tubenose gobies from other areas of their ranges
have been identified by us (Neilson and Stepien, 2009a, 2009b) and
other researchers (Freyhof and Naseka, 2007; Naseka et al., 2005).
Taxonomic history of Neogobius
Taxonomic history of the tubenose gobies Proterorhinus
Tubenose gobies were first described in the early 1800s by Pallas
(1814); (as “Gobius marmoratus”) from specimens collected in marine/
Similar to P. marmoratus, the Round Goby originally was described
by Pallas (1814) from specimens collected in brackish waters at Sevastopol in the Crimean Peninsula of Ukraine. Berg (1949) provided the
Table 1
Taxonomy of select Ponto-Caspian Gobies, including taxa invasive in North America and/or Europe.
Former genus
namea
Correct genus
Species
Common name
Invasive?
Freshwater (F), marine (M), and/or
brackish (B) waters
COI barcode GenBank
accession number
Neogobius
Neogobius
Neogobius
Proterorhinus
Proterorhinus
(Neogobius)
(Neogobius)
(Neogobius)
(Neogobius)
(Neogobius)
(Neogobius)
(Neogobius)
(Neogobius)
(Neogobius)
(Neogobius)
(Neogobius)
Neogobius
Neogobius
Neogobius
Proterorhinus
Proterorhinus
Ponticola
Ponticola
Ponticola
Ponticola
Ponticola
Ponticola
Ponticola
Ponticola
Ponticola
Ponticola
Babka
melanostomus
fluviatilis
caspius
marmoratus
semilunaris
cephalargoides
constructor
cyrius
eurycephalus
gorlap
kessleri
platyrostis
ratan
rhodioni
syrman
gymnotrachelus
Round Gobyb
Monkey Goby
Caspian Goby
Black Sea Marine Tubenose Goby
Freshwater Tubenose Gobyb
Pinchuk's Goby
Caucasian Goby
Kura River Goby
Mushroom Goby
Caspian Bighead Goby
Bighead Goby
Flatsnout Goby
Ratan Goby
Riverine Goby
Syrman Goby
Racer Goby
Yes, North America & Eurasia
Yes, Eurasia
No
No
Yes, North America and Eurasia
No
No
No
No
Yes, Europe
Yes, Europe
No
No
No
No
Eurasia
F, B, M
F, B, M.
F, M, B
M, B
F
F, B
F
F
M, B, F
M, B, F
F, B
F, B
F, B
F
F, B
F, B
FJ526800
FJ526804
FJ526811
EU444689
EU444674
FJ526828
FJ526846
FJ526844
FJ526815
FJ526817
FJ526823
FJ526826
FJ526848
FJ526842
FJ526829
FJ526820
a
b
In parentheses if recently changed by Neilson and Stepien (2009a).
Official common name per Page et al. (2013).
C.A. Stepien, M.E. Neilson / Journal of Great Lakes Research 39 (2013) 555–559
557
Fig. 1. Phylogeny of Ponto-Caspian gobies based on combined analysis of 4 gene regions using maximum likelihood, summarized and adapted from Neilson and Stepien (2009a, 2009b,
2011). Numbers at nodes indicate bootstrap support (2000 pseudoreplications), with * = 100%; ◊ indicates species introduced into the Laurentian Great Lakes, ♦ indicates species introduced or expanding in Europe, ‡ indicates species on the GLANSIS (2012) watchlist for potential Great Lakes' introductions. The genera Ponticola (Po.) and Babka formerly were included in
the genus Neogobius (yellow shading). The genus Neogobius (blue shading) now is restricted to N. caspius, N. fluviatilis, N. melanostomus, and N. pallasi. Several tubenose gobies in the genus
Proterorhinus were removed from synonymy with P. marmoratus; only one of these – P. semilunaris – has been introduced to the Laurentian Great Lakes (purple shading).
first modern usage of the genus Neogobius, including the Round Goby's
name as N. melanostomus and designating the Monkey Goby N. fluviatilis
as the type species for the genus. Berg (1949) also grouped many of the
Ponto-Caspian Gobiidae into the genus Neogobius (see Table 1). In any
future revisions, the rules of the International Code for Zoological Nomenclature (henceforth termed “The Code”) mandates that the name
Neogobius must remain with the taxon containing N. fluviatilis.
Stepien et al. (2005) and Stepien and Tumeo (2006) analyzed
mtDNA sequence data for several species of Neogobius and other
Ponto-Caspian gobies, including invasive and native taxa. They
discerned that the Round Goby (N. melanostomus) and the Monkey
Goby (N. fluviatilis) are separate related species, but found that the
genus Neogobius was not monophyletic, but instead comprised multiple
lineages. Thus the Round and Monkey Gobies did not rightly belong to
the same lineage as either the Racer or the Bighead Gobies (formerly
classified as “N. gymnotrachelus” and “N. kessleri”, respectively; Table 1.
The species of “Neogobius” analyzed by Stepien et al. (2005) and
Stepien and Tumeo (2006) comprised several lineages. This further
was confirmed with phylogenetic analysis of the other mtDNA gene
and 2 nuclear DNA regions by Neilson and Stepien (2009a). DNA evidence (and morphological characters) thus showed that the Monkey
and Round Gobies were closely related, and belonged to the same
genus, but the other gobies were not their nearest relatives. In evolutionary analysis, each lineage (and name) must include all members of a single lineage descended from a common ancestor. Grouping together of
multiple lineages or excluding lineages is discouraged, as it leads to incorrect classification through paraphyly (exclusion of a subset of a
monophyletic group) or polyphyly (inclusion of multiple unrelated lineages; Funk and Omland, 2003). Berg's (1949) classification of the PontoCaspian gobies thus was incorrect and paraphyletic.
Moreover, Iljin (1927) classified the Round Goby and the Monkey
Goby in 2 separate subgenera, putting the Round Goby into the monotypic subgenus “Apollonia” and the Monkey Goby into the subgenus
Neogobius. That incorrect classification also was followed more recently
by Miller and Vasil'eva (2003). Morphological work by Dobrovolov et al.
(1995) had recommended that the Round and Monkey Gobies both be
reclassified as “Apollonia”, and should not be included in the same
genus as the Racer and Bighead Gobies. That change would have been
consistent with the DNA sequence data findings by Stepien and
Tumeo (2006). However, that change did not follow “The Code” since
N. fluviatilis is the type species (i.e., the name bearing taxon) for both
the genus and subgenus Neogobius.
We thus conducted extensive background research in consultation
with the American Fisheries Society Fish Names Committee (Dr. William
558
C.A. Stepien, M.E. Neilson / Journal of Great Lakes Research 39 (2013) 555–559
Eschmeyer of the California Academy of Sciences and the late Dr. Joseph
Nelson of the University of Alberta) and colleague Dr. Nina Bogutskaya
from the Russian Academy of Sciences in St. Petersburg, Russia, in
order to clarify the scientific names. This nomenclature research revealed
that the genus name for the Monkey Goby and the Round Goby needed
to remain as Neogobius, and the other gobies needed to be excluded from
Neogobius due to paraphyly revealed in our DNA work (Neilson and
Stepien, 2009a; Stepien and Tumeo, 2006). This can be seen on our phylogenetic tree in Fig. 1. These nomenclature clarifications and changes
are detailed in Neilson and Stepien (2009a, 2009b, 2011), who analyzed
the relationships of many other gobiid taxa and their relatives. Our
nomenclatural changes for the Round Goby and the Tubenose Goby
were adopted in the recently published ‘Common and Scientific Names
of Fishes from the United States, Canada, and Mexico’ (Page et al., 2013).
Other former inconsistencies were that Miller and Vasil'eva (2003)
recommended classifying both the Monkey and Round Gobies as belonging to the subgenus “Apollonia”, and the Caspian Goby (Neogobius
caspius) in a monotypic subgenus Neogobius. That also would not be
allowed by “The Code”, as the type species for the genus and subgenus
name Neogobius is the Monkey Goby N. fluviatilis. DNA sequence analyses of the Caspian Goby by us revealed that it belongs with the Round
and Monkey Gobies in a restricted genus Neogobius (Neilson and
Stepien, 2009a). The Caspian Goby thus now is N. caspius (Table 1).
We moreover found that the Caspian Sea Monkey Goby and the Black
Sea Monkey Goby are different species, thus we resurrected an old name
to describe the Caspian Monkey Goby as a separate species — N. pallasi
(Neilson and Stepien, 2011). The Black Sea Monkey Goby remains as
N. fluviatilis, as that is the type locality for that species. There thus now
are 4 species in the genus Neogobius (see Fig. 1 and Table 1).
Changes to names of other Ponto-Caspian gobies
The error of paraphyly in the Ponto-Caspian Goby traditional nomenclature was corrected in Neilson and Stepien's (2009a) revised classification, by elevating 2 of Iljin's (1927) subgenera – Babka and
Ponticola – for the remainder of the 'neogobiin' species. The new
classification thus recognizes 5 genera: Proterorhinus, Mesogobius,
Neogobius, Babka, and Ponticola. The scientific names of these gobies
are important, as many are invasive in Eurasia, and several species have
been cited as likely to invade the Great Lakes in the future, given the
vectors, transport and ecological opportunity. Potential invaders to the
Great Lakes on the GLANSIS (2012) High-Risk Invasive Fish Species list include the Black Sea Monkey Goby N. fluviatilis and the Racer Goby Babka
gymnotrachelus. The tadpole gobies (or benthophilines; Anatirostrum +
Benthophilus + Benthophiloides + Caspiosoma) now are known to
be closely related to “negobiins” (the term traditionally used for
Mesogobius + Proterorhinus + historic Neogobius; Neilson and Stepien,
2009a). The tadpole goby lineage can be discerned on the Fig. 1 tree.
One of these, the Starry Tadpole Goby Benthophilus stellatus from the
Caspian Sea, also has been identified as a possible future invader of the
Great Lakes (GLANSIS, 2012).
Conclusions
The present work offers an easy-to-use guide to the Ponto-Caspian
gobies for ecologists, to facilitate correct comparisons across habitats
and among populations. Table 1 summarizes revised taxonomic
names for the common Ponto-Caspian gobies, emphasizing those that
have invaded the Great Lakes and those that have been predicted to
invade in the future. Fig. 1 presents the phylogeny of these common
Ponto-Caspian gobies, and highlights taxa that have undergone recent
taxonomic revision. Systematics, taxonomy and nomenclature are
inherently broad-based and foundational disciplines that, paradoxically,
have the potential for rapid change and upheaval: additional data allow
for the refinement of phylogenetic and taxonomic hypotheses for species and higher taxa, and the adjustment of the associated nomenclature
for these groups. This fluctuation presents difficulties for those not
familiar with the taxonomic literature. Yet, many other disciplines –
such as community ecology and environmental biology – rely on accurate taxonomy (Godfray et al., 2007; Gotelli, 2004). Although newer
citation databases are growing more effective at keeping track of
nomenclatural and taxonomic changes (e.g., Web of Science (http://
thomsonreuters.com/products_services/science/science_products/az/web_of_science/) includes both Neogobius melanostomus and
“Apollonia melanostoma” as part of their ‘KeyWords Plus’ for articles
about Round Goby), it is important for ecologists and others working
in the field to understand and know current correct taxonomy for their
focal organisms, through working with taxonomists and museum personnel (Gotelli, 2004) or through the use of emerging online taxonomic
resources such as the Integrated Taxonomic Information System (http://
www.itis.gov), the Global Biodiversity Information Facility (http://
www.gbif.org), and FishBase (http://www.fishbase.org).
Acknowledgments
DNA sequence data collection and phylogenetic analyses were
funded by NSF Grant #DEB-0456972 to CAS. We are grateful to
M. Evans, former Editor-in-Chief of the Journal of Great Lakes Research
for encouraging us to write and submit this paper. We thank
N. Bogutskaya, W. Eschmeyer, and the late J. Nelson for numerous
conversations and valuable insights for resolving the nomenclature of
this enigmatic group. We also thank M. Gray for scanning the pictures
for the tree, and P. Maitland and K. Linsell for use of the drawings to
illustrate the tree. Specimen collections for our original DNA sequence
analyses were aided by N. Bogutskaya, V. Boldyrev, L. Corkum,
I. Grigorovich, J. Herler, S. Ibrahimov, H. Jenner, J. Kornichuk, V. Kovac,
Y. Kvach, A. Naseka, J. Ram, S. Rudnicka, M. Sapoto, P. Simonovic,
Y. Slynko, A. Smirnov, and C. Wiesner. Some specimen identifications
were resolved by V. Boldyrev and E. Vasil'eva. This is publication
#2013-20 from the University of Toledo's Lake Erie Research Center.
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